Discuss the entity, reporting purpose and authority requirements so DSB can confirm the appropriate audit engagement.
Who this service is for
Businesses seeking statutory audit enquiries support can ask DSB to assess the entity, reporting purpose and information available. The engagement is subject to scope confirmation, acceptance and any applicable independence checks. The proposal should identify the responsible adviser and reviewer.
Scope to agree with DSB
- Engagement acceptance and independence checks
- Audit scope and financial reporting requirements
- Evidence availability and completion planning
What to prepare for the first discussion
- trade licence and ownership information
- reporting framework and year-end
- prior accounts and authority requirements
Explain the business activity, entity jurisdiction, reporting period and desired timeframe. Start with a summary; request a secure channel before sending identity documents, account access details or confidential records.
How the engagement is planned
- Share your objective, records readiness and timing.
- Discuss information gaps, scope, responsibilities and fees.
- Agree a written engagement and named contacts before work starts.
- Review the agreed outputs and record any follow-up actions.
Deliverables to discuss
- written engagement scope
- audit information request list
- reporting and completion milestones
The engagement letter defines the final deliverables, exclusions and completion assumptions. A consultation does not by itself authorise filing, representation or a particular report.
Questions before appointing an adviser
What affects the proposed fee and timeframe?
The entity structure, period, transaction volume, records readiness and agreed outputs affect the scope. Share these details so DSB can provide a proposal based on the actual work required.
How do I confirm relevant expertise?
Ask who will lead and review the work, what experience is relevant to your circumstances and which registrations apply. Match any required firm approval to the current official register and distinguish it from an individual qualification.
Can I get an initial consultation?
Use the existing contact form, telephone or email. Select the service and give a short business summary so DSB can assess the enquiry and confirm the next step.